Regency Corporate is an Australian based financial services company specializing in mergers and acquisitions and corporate advisory services for small to mid-cap clients. Operating as a boutique investment bank focused on the Australian Securities Exchange (ASX), Regency Corporate has earned a reputation as a trusted advisor to leading Australian and International companies. Regency provides expert investment banking and corporate finance services to owners and stakeholders of privately and publicly held businesses.

Phil

Philip Re

Email: pre@regencypartners.com.au

Philip Re is the Managing director of Regency Corporate Pty Ltd where he has provided corporate advisory services and held several board positions on various ASX listed companies over the years.

Mr Re has been involved as a Director for a number of publicly listed and unlisted companies involving transactions in property development and investment, technology, education, mining exploration and production, and the renewable energy industry. Board positions held include South American Ferro Metals Limited, Promesa Limited, Transit Holdings Limited, ICollege Limited, Belleview Resources Limited, Meridian Minerals Limited, and Ausnet Financial Services Limited. He is also currently serves on non-listed Private Companies involved in the Property Industry such as WA Hotel Group Pty Ltd.

He has been directly involved in Raising Capital, Merger & Acquisitions, Initial Public Offers and Reverse Takeovers for various ASX listed companies and unlisted property syndicates over the years.

Mr Re is a Chartered Accountant, Chartered Secretary and a Member of the Institute of Company Directors. Mr Re is the Chairman and one of the founders of the charity organisation, The Better Life Foundation WA.

 

Stuart Usher

Email: susher@regencycorporate.com.au

Stuart is a CPA and Chartered Company Secretary with over 20 year’s extensive experience in the management and corporate affairs of public listed companies.

He has extensive experience across many industries focusing on Corporate & Financial Management, Strategy & Planning, Mergers & Acquisitions, and Investor Relations & Corporate Governance, having held office positions including that of Director, CFO & Company Secretary of ASX listed companies. Stuart has been providing specialist financial and corporate consulting services to a number of public and private companies for 10 years, skills brought together after being a Director in a corporate advisory firm that specialised in taking companies to the path of listing on the ASX.

His in-depth experience can be applied particularly in an emerging growth company where he has partnered with the CEO to support delivery of strategic goals and market share. His services and experience are well utilised across all areas of a company where they complement the financial, operational and strategic plans.

 

 

Bert Profile front on_cut-out
 

Bert Mondello

Email: bmondello@regencycorporate.com.au

Bert Mondello has more than 20 years’ experience across both the private and public sectors.

An as Executive, Mr Mondello has substantial capital markets experience and knowledge of equity markets having participated in company restructures, IPOs, RTOs, investor placements and seed raisings.

With experience spanning the retail and institutional sectors and extensive knowledge of marketing communications and investor relations, Mr Mondello has provided strategic corporate advice to a number of organisations across multiple industries.

Across his career, including as CEO of ZipTel Limited (ASX: ZIP), Mr Mondello has been pivotal in challenging the status quo with innovation in new technologies across a myriad of products and offerings.

Mr Mondello is currently a Non-Executive Director of ZipTel Ltd, Weststar Industrial Ltd (ASX: WSI) and holds a Bachelor of Laws from The University of Notre Dame, Australia.

 

 

Gianmarco Orgnoni

Email: gorgnoni@regencypartners.com.au

Gianmarco comes from a strong business background, gaining in depth experience throughout Italy, serving as a Director of a Company operating in the civil engineering sector.

He has joined Regency Corporate in 2016 as a Corporate Finance Analyst, servicing clients across Australia as well as within Europe.

Gianmarco holds a Bachelor Degree in Economics and Business Administration from the Catholic University of the Sacred Heart of Milan, Italy.

 
Derek

Derek Hall

Email: dhall@regencycorporate.com.au

Derek Hall is a finance and compliance specialist in the listed space. He has significant commercial experience identifying key business drivers and bringing cost control and process improvement into sharp focus. These skills have been demonstrated primarily in the resources and technology sectors as a ‘Big 4’ company auditor; a restructuring professional; and most recently as a senior finance manager.

Mr Hall is currently Chief Financial Officer and Company Secretary of WestStar Industrial Limited and ZipTel Limited.

Mr Hall is a Chartered Accountant, Chartered Secretary and Fellow of the Financial Services Institute.

 

Services provided by Regency Corporate include:

Accessing Capital and Finance for Expansion
  • Providing cash flows for banking finance
  • Introductions to stockbrokers and public funding
  • Preparation of information documents to assist in raising capital
Audit Services

We work closely with an affiliate partner who provides full audit services for any entity, from small trust accounts through to large ASX listed companies.

Chief Financial Officer & Board Representative
At Regency we provide a “one stop shop” for clients. We will work closely with you as if we were your in-house Chief Financial Officer (CFO). We can provide your business with the full administration and strategic services you require. We also have extensive experience acting as a company officer, such as acting as director, chairman and company secretary on a board. We facilitate board meetings for shareholders and family businesses. We can also provide your business with a fully serviced office, including reception requirements if needed.
Company Secretarial and Corporate Advisory
  • Regency Corporate was incorporated to provide corporate and secretarial advisory services.
  • Attending monthly board meetings
  • Conduct or Chair monthly board meetings
  • Preparation of agenda for board meetings with consultation of directors
  • Preparation of board packs to facilitate board meetings
  • Preparation of board minutes for meetings and other resolutions as required
  • Circulate ‘Follow-up Action Lists’ following board meetings
  • Preparation and electronic lodgement of Annual Company Returns
  • Preparation of monthly, half (½) yearly and quarterly (¼) financial reports
  • Liaising with auditors to complete audit of ½ yearly and audit reports
  • Organising the printing and mailing of audited financial reports to stakeholders
  • Attend annual general meetings as required
  • Dispatch of announcements as required
  • Preparation of appendixes and forms for the ASX and ASIC as required
  • Attending to the daily bookkeeping and accounting function, including: attending to the processing of invoices and creditors, attending to wages and superannuation payments, transferring of funds, bank reconciliation and all general bookkeeping and accounting functions
  • Preparation and lodgement of quarterly BAS statements
  • Use of boardroom and receptionist as required
  • Dealing with shareholder enquiries as required
  • Raising capital e.g. options schemes or other raisin’s
  • Review of legal contracts
  • Due Diligence
  • Mergers and acquisitions
  • Strategic corporate advice
  • Preparation of ASX announcements
  • Advice on Corporate Governance principles
  • ASIC compliance
  • Advice to directors and officers in relation to corporations law, ASX listing rules and other obligations
  • Assisting the board with implementing and developing corporate strategies
  • Attending to incorporation or windup of Companies as required
  • Act as Company Secretary or Public Officer as required
  • Other general company secretarial services as required

ASX Listed Clients

ASX Listed companies and those about to be listed that we have provided services to: